Arbitration & ADR — Kerala
Section 9 Interim Relief — Arbitration Act, Kerala
If the other side is moving assets, collecting receivables, or destroying records, you have a narrow window. Section 9 of the Arbitration and Conciliation Act, 1996 gives the court power to act before it is too late.
Arbitration and Conciliation Act, 1996 — Section 9
Quick Summary
Section 9 of the Arbitration and Conciliation Act, 1996 empowers a party to apply to a court for interim relief before, during, or after arbitral proceedings. Applications may seek interim custody of property, injunctions restraining disposal of assets, the appointment of a receiver, or any other interim measure of protection. Under the 2015 Amendment, once the arbitral tribunal is constituted, the court shall not entertain a Section 9 application unless it finds that remedies under Section 17 are not efficacious.
Section 9 applications in Kerala are filed before the Kerala High Court or the competent civil court depending on the value of the matter. The standard for granting interim relief is a prima facie case, balance of convenience, and irreparable harm. Urgency is a material factor — applications for freezing orders or interim injunctions before an arbitration is constituted must demonstrate immediate risk of asset dissipation.
Key references: Arbitration & Conciliation Act, 1996 · Kerala High Court · Kerala HC Arbitration Centre · Last reviewed: June 2026
Time is the critical factor. Assets can be transferred, accounts drained, and property encumbered within days. A Section 9 application for an ex parte ad interim order can be moved before the duty judge at the Kerala High Court on the same day or the next working day. If you suspect dissipation of assets, the application must be filed immediately.
What Is Section 9?
The office is located in Kakkanad, Ernakulam. Section 9 interim relief applications are filed before the competent court at Ernakulam or jurisdictional courts in other districts. The Kerala High Court Arbitration Centre at Ernakulam, is the principal forum for arbitration proceedings in Kerala, while Section 11 appointment matters and other proceedings falling within High Court jurisdiction are handled before the High Court of Kerala at Ernakulam.
Section 9 of the Arbitration and Conciliation Act, 1996 empowers a court — the Kerala High Court or the relevant District Court — to grant interim protection in connection with an arbitration. It is available at three stages: before arbitration begins, while arbitration is in progress, and after an award is passed but before it is enforced.
Section 9 is not a substitute for arbitration. It is a parallel, protective mechanism that preserves the subject matter of the dispute so that the eventual award is not rendered worthless by the time it is made.
What Orders Can a Court Grant?
The court has wide discretion under Section 9 to grant interim measures appropriate to the facts. The following are the most commonly sought orders:
Asset Attachment
Attachment before judgment of specific assets — bank accounts, immovable property, shares, vehicles, stock in trade.
Interim Injunction
Restraining a party from alienating, encumbering, transferring or otherwise dealing with disputed property or assets.
Bank Account Freeze
Freezing current accounts, savings accounts, fixed deposits and escrow accounts connected to the dispute.
Appointment of Receiver
Placing disputed property or a business under court-supervised receivership to prevent further damage.
Status Quo Order
Maintaining the existing state of affairs — preventing construction, demolition, or alteration of disputed property.
Evidence Preservation
Directing production, preservation or protection of documents and records relevant to the arbitration.
Securing the Amount
Directing the respondent to deposit a sum in court or provide security equal to the amount in dispute.
Travel Restraint
In exceptional cases, restricting the movement of key individuals where there is a genuine flight risk.
The Legal Threshold — What You Must Establish
The court applies a three-part test to any Section 9 application. All three must be satisfied:
1. Prima Facie Case
Your claim under the arbitration agreement must be arguable — not necessarily certain to succeed, but not frivolous either. The court does not decide the merits at this stage; it satisfies itself that the applicant has a legitimate grievance that deserves to go to arbitration.
2. Balance of Convenience
The hardship to the applicant if relief is refused must outweigh the hardship to the respondent if it is granted. Courts look at the relative financial positions, the nature of the assets at risk, and the reversibility of any harm.
3. Irreparable Harm
Money damages alone must be an inadequate remedy. This element is readily established where assets are being dissipated, concealed, or moved beyond Indian jurisdiction — since there would be nothing to execute an eventual award against.
Post-2021 Amendment Note: If the Arbitral Tribunal is constituted before the court finally decides the Section 9 application, the court must ordinarily refer the parties to the Tribunal (which has its own interim power under Section 17), unless it finds that Section 17 would not be an efficacious remedy — for example, where the Tribunal cannot act fast enough or where third-party assets are involved.
Before, During, and After Arbitration
Before Arbitration — Section 9(1)
A Section 9 application may be filed before arbitration proceedings have commenced. No prior notice invoking the arbitration clause is required, though the applicant must undertake to constitute the Arbitral Tribunal within 90 days of the Section 9 order (or such extended time as the court may permit). Failure to constitute the Tribunal within this period renders the Section 9 order liable to be vacated.
During Arbitration — Sections 9 and 17
Once the Tribunal is constituted, Section 17 gives the Tribunal its own power to grant interim measures — identical in scope to Section 9. In practice, urgent applications during an ongoing arbitration are often filed simultaneously under both provisions, with the court application providing immediate relief while the Tribunal is convened.
After Award — Section 9(1)(iii)
Section 9 is also available after the award is passed, to protect the award debtor's assets pending the formal enforcement process under Section 36. This prevents the losing party from dissipating assets during the 3-month limitation period for challenging the award under Section 34.
Kerala High Court — Filing Practice
- Original Side jurisdiction: commercial disputes above INR 3 lakhs are filed before the High Court
- Urgent applications are moved before the duty judge by filing a mention slip — no advance appointment required
- Ex parte ad interim orders can be obtained on the day of filing on showing urgency and prima facie case
- Notice is issued to the opposite party; affidavit-in-opposition is filed within the time fixed (typically 2–4 weeks)
- Final hearing on the Section 9 application follows — typically within 4–8 weeks of filing
- No separate court fee on Section 9 applications (miscellaneous petition)
Documents Required
- The main contract or agreement containing the arbitration clause
- All correspondence, invoices, payment records and documents evidencing the dispute
- Evidence of the threatened harm — bank statements showing transfers, communications about asset sales, property registration records
- Valuation of the assets sought to be protected or attached
- Draft affidavit in support of the application
Related Arbitration Services
Section 9 relief is typically the first step in a broader arbitration strategy. This office also handles: