Arbitration & ADR — Kerala

Section 9 Interim Relief — Arbitration Act, Kerala

If the other side is moving assets, collecting receivables, or destroying records, you have a narrow window. Section 9 of the Arbitration and Conciliation Act, 1996 gives the court power to act before it is too late.

Arbitration and Conciliation Act, 1996 — Section 9

Quick Summary

Section 9 of the Arbitration and Conciliation Act, 1996 empowers a party to apply to a court for interim relief before, during, or after arbitral proceedings. Applications may seek interim custody of property, injunctions restraining disposal of assets, the appointment of a receiver, or any other interim measure of protection. Under the 2015 Amendment, once the arbitral tribunal is constituted, the court shall not entertain a Section 9 application unless it finds that remedies under Section 17 are not efficacious.

Section 9 applications in Kerala are filed before the Kerala High Court or the competent civil court depending on the value of the matter. The standard for granting interim relief is a prima facie case, balance of convenience, and irreparable harm. Urgency is a material factor — applications for freezing orders or interim injunctions before an arbitration is constituted must demonstrate immediate risk of asset dissipation.

Key references: Arbitration & Conciliation Act, 1996  ·  Kerala High Court  ·  Kerala HC Arbitration Centre  ·  Last reviewed: June 2026

Time is the critical factor. Assets can be transferred, accounts drained, and property encumbered within days. A Section 9 application for an ex parte ad interim order can be moved before the duty judge at the Kerala High Court on the same day or the next working day. If you suspect dissipation of assets, the application must be filed immediately.

What Is Section 9?

The office is located in Kakkanad, Ernakulam. Section 9 interim relief applications are filed before the competent court at Ernakulam or jurisdictional courts in other districts. The Kerala High Court Arbitration Centre at Ernakulam, is the principal forum for arbitration proceedings in Kerala, while Section 11 appointment matters and other proceedings falling within High Court jurisdiction are handled before the High Court of Kerala at Ernakulam.

Section 9 of the Arbitration and Conciliation Act, 1996 empowers a court — the Kerala High Court or the relevant District Court — to grant interim protection in connection with an arbitration. It is available at three stages: before arbitration begins, while arbitration is in progress, and after an award is passed but before it is enforced.

Section 9 is not a substitute for arbitration. It is a parallel, protective mechanism that preserves the subject matter of the dispute so that the eventual award is not rendered worthless by the time it is made.

What Orders Can a Court Grant?

The court has wide discretion under Section 9 to grant interim measures appropriate to the facts. The following are the most commonly sought orders:

Asset Attachment

Attachment before judgment of specific assets — bank accounts, immovable property, shares, vehicles, stock in trade.

Interim Injunction

Restraining a party from alienating, encumbering, transferring or otherwise dealing with disputed property or assets.

Bank Account Freeze

Freezing current accounts, savings accounts, fixed deposits and escrow accounts connected to the dispute.

Appointment of Receiver

Placing disputed property or a business under court-supervised receivership to prevent further damage.

Status Quo Order

Maintaining the existing state of affairs — preventing construction, demolition, or alteration of disputed property.

Evidence Preservation

Directing production, preservation or protection of documents and records relevant to the arbitration.

Securing the Amount

Directing the respondent to deposit a sum in court or provide security equal to the amount in dispute.

Travel Restraint

In exceptional cases, restricting the movement of key individuals where there is a genuine flight risk.

The Legal Threshold — What You Must Establish

The court applies a three-part test to any Section 9 application. All three must be satisfied:

1. Prima Facie Case

Your claim under the arbitration agreement must be arguable — not necessarily certain to succeed, but not frivolous either. The court does not decide the merits at this stage; it satisfies itself that the applicant has a legitimate grievance that deserves to go to arbitration.

2. Balance of Convenience

The hardship to the applicant if relief is refused must outweigh the hardship to the respondent if it is granted. Courts look at the relative financial positions, the nature of the assets at risk, and the reversibility of any harm.

3. Irreparable Harm

Money damages alone must be an inadequate remedy. This element is readily established where assets are being dissipated, concealed, or moved beyond Indian jurisdiction — since there would be nothing to execute an eventual award against.

Post-2021 Amendment Note: If the Arbitral Tribunal is constituted before the court finally decides the Section 9 application, the court must ordinarily refer the parties to the Tribunal (which has its own interim power under Section 17), unless it finds that Section 17 would not be an efficacious remedy — for example, where the Tribunal cannot act fast enough or where third-party assets are involved.

Before, During, and After Arbitration

Before Arbitration — Section 9(1)

A Section 9 application may be filed before arbitration proceedings have commenced. No prior notice invoking the arbitration clause is required, though the applicant must undertake to constitute the Arbitral Tribunal within 90 days of the Section 9 order (or such extended time as the court may permit). Failure to constitute the Tribunal within this period renders the Section 9 order liable to be vacated.

During Arbitration — Sections 9 and 17

Once the Tribunal is constituted, Section 17 gives the Tribunal its own power to grant interim measures — identical in scope to Section 9. In practice, urgent applications during an ongoing arbitration are often filed simultaneously under both provisions, with the court application providing immediate relief while the Tribunal is convened.

After Award — Section 9(1)(iii)

Section 9 is also available after the award is passed, to protect the award debtor's assets pending the formal enforcement process under Section 36. This prevents the losing party from dissipating assets during the 3-month limitation period for challenging the award under Section 34.

Kerala High Court — Filing Practice

Documents Required

Related Arbitration Services

Section 9 relief is typically the first step in a broader arbitration strategy. This office also handles:

Frequently Asked Questions — Section 9

Can I apply for Section 9 relief before issuing a notice of arbitration?
Yes. Section 9 does not require a prior notice invoking the arbitration clause. The court may grant interim protection before arbitration begins, provided a valid arbitration agreement exists. The applicant must undertake to constitute the Arbitral Tribunal within 90 days of the order, or within such further time as the court may permit.
Can a bank account be frozen under Section 9?
Yes. Attachment of bank accounts — current accounts, savings accounts, fixed deposits, and escrow accounts — is among the most frequently sought Section 9 orders. The application must identify the bank, branch, and account number and demonstrate that the funds relate to the dispute. The court issues the attachment order to the bank directly.
What if the other party violates the Section 9 order?
Violation is contempt of court under the Contempt of Courts Act, 1971. The court may impose imprisonment up to six months, a fine, or both. An application for contempt is filed before the same court that issued the original Section 9 order. Contempt proceedings are initiated by filing an affidavit setting out the specific acts of violation with supporting evidence.
Does Section 9 apply to international commercial arbitrations seated outside India?
Yes. The Supreme Court of India has confirmed — most clearly in Bhatia International and its subsequent clarifications — that Indian courts retain Section 9 jurisdiction for interim relief in foreign-seated arbitrations where the parties or assets have a sufficient nexus to India. Part II of the Arbitration Act governs foreign awards under the New York Convention, but Section 9 relief remains available as a protective measure.
How quickly can an ex parte order be obtained at the Kerala High Court?
An ex parte ad interim order can be obtained on the same day or the next working day by filing a mention before the duty judge, demonstrating urgency and a prima facie case. This is standard practice at the Kerala High Court for commercial matters. The opposite party is heard on notice within the following weeks. The interim order remains operative until the final hearing unless vacated.
Can the Arbitral Tribunal grant the same relief as a Section 9 order?
Yes. Section 17 gives the Arbitral Tribunal, once constituted, the power to grant interim measures identical in scope to Section 9. However, Tribunal orders under Section 17 are only enforceable as a decree of a civil court — a step that itself takes time. Courts remain the faster forum for urgent interim protection, particularly where third-party assets or persons are involved.

Related service

Arbitration lawyers Kerala — practice overview

Discuss Your Situation

If assets are at risk or the other party is acting in bad faith, the time to file is now — not after further delay. The office responds to all enquiries within one working day. NRI and overseas clients are accommodated across time zones.

Contact the Office Arbitration Overview
Call WhatsApp Email